HM 63. Independent inspection company auditing - pre-audit and self assessment information

Document options

EI Technical Partners get free access to publications. You will need to Login or Register here

Dear customer,

Please note that the EI publishing department has moved to a new print supplier for 2021. The option to purchase Hard Copies of our publications has been suspended until the New Year, when we will be making select areas of the catalogue available again. Until then, we will continue to offer PDF versions of our books. Please email if you have any queries.

Kind regards,
EI Publications

  • Published: April 2011
  • REF/ISBN: 9780852936054
  • Edition: 1st
  • Status: New

This document is free to download for registered users of this site.

The publication provides notes on auditing procedures and contains three key checklists:

  • Information to be provided by the auditor (for use in advance of a physical audit)
  • Information to be provided by the auditee (for use in advance of a physical audit and as the first part of a self assessment)
  • Additional information to be provided by the auditee for self assessment (for use as the second part of a self assessment)

Use of these checklists is voluntary. However, it is hoped that their use by auditing and inspection companies will become widespread, enabling the process to run more smoothly and reducing the time taken compiling information in advance of audits or for self assessment. Currently, auditors often request information in different formats. If these standard lists are adopted, inspection companies can maintain Annexes B and C at each branch location which can simply be forwarded to the auditor in advance of an audit or self assessment exercise.

Members Benefits

Are you an EI Member? If yes, register/log in now to ensure you receive free access or discounts to EI publications.

If you are not a Member, why not join today and receive all of the benefits of EI Membership? EI Members are entitled to a 25% discount on most EI publications.